At Zoe, we make it easy to find the right financial advisor for you. How To Find Financial Advisors & Planners In The Zoe Financial Networkįinding a financial advisor alone can be daunting and time-consuming. You wouldn’t go to a Doctor who only has your best interest in some events, but not others. Most advisors get away with calling themselves a fiduciary because they can legally call themselves that, as long as they are a fiduciary some of the time. In what circumstances do you serve as a fiduciary, and in what circumstances do you not? Do you receive commissions or any other compensation from third parties?Ħ. Is your firm a Registered Investment Advisor?ĥ. Do you have a fiduciary obligation to your clients?Ģ. Questions to Ask Your Financial Advisorġ. It will also tell you where they currently work, where they worked in the past, their educational background, their licenses, and any situations in which they violated industry regulations.

Entering a name will tell you if the advisor is a licensed investment advisor, broker, or both. You can use this site to view a detailed report on any licensed financial advisor. Research their industry licenses and backgrounds on. Run a Background Check on A Potential Financial Advisor They also agree to uphold the highest standards of integrity, accountability, and client service. These financial planners earn their certifications by being experienced financial professionals who have passed a rigorous financial planning examination. Because financial planners aren’t licensed, look for one who has been certified as a CFP ® professional by the Certified Financial Planner Board of Standards (CFP Board).

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